Private Equity & Venture Capital

Private Equity and Venture Capital funds are usually structured as unregulated collective investment schemes. The FSA has changed the rules for marketing these schemes to potential investors - but have you adapted your internal compliance and operating procedures?

Keeping ahead of the changes
The Markets in Financial Instruments Directive (MiFID) will be implemented in 2007. Do you know how this will affect you - and how you deal with your customers?

Then there are your suppliers. Like many of your competitors, you probably outsource your administration and custodian functions. But do you understand the FSA compliance implications?

Our Private Equity/Venture Capital experience
We work with a large number of Private Equity/Venture Capital firms. We know your industry and the regulatory demands that you face. And we're here to make sure your management controls meet the regulator's requirements.