Overview

Do you undertake insurance mediation activity, investment advice or corporate finance advisory work on behalf of your clients?

Not directly regulated by the Financial Services Authority (FSA)? Then are you sure you are an 'Exempt Professional Firm', and that you meet your professional body's requirements when dealing in these activities?

Working with Designated Professional Bodies
At CCL, we know your reputation is vital to your business. So we tailor our approach to your exact needs - to ensure your systems, controls and processes meet your DPB's demands. However, we also make sure they are right for your business - as well as identifying and managing the risks in your business, with a close eye on constant improvement.